The Most Impactful Enforcement Actions of 2021

The Most Impactful Enforcement Actions of 2021

A look back at the major marketing compliance violations and enforcement actions from 2021

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Where to focus on compliance in 2022

In 2021, there were over 200 enforcement actions taken against financial services organizations from federal, state, and local regulators for a wide range of violations.

Check out this roundup of the most impactful marketing compliance enforcement actions from the last year spanning a variety of industries and regulations, and the lessons learned from each that organizations like yours can take into 2022 and beyond.

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